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Compliance And Operations – Stock Broking

Category: Product ID: 4680

Description

Job Description

  1. A key operations team member who would take the care of DP operations, Compliance , legal and KYC department 
  2. Managing a team of 8-10 persons comprising DP operations , Compliance , legal and KYC team
  3. Managing day to operations relating to DP operations , Compliance team , legal & KYC team
  4. Study the exchange compliance from time to time and implement them
  5. Problem solving of issues relating to the team
  6. Getting the exchange inspection conducted and coordinating with the exchange officials and lawyers from time to time