Open House on the 24th, - 12 mid day to 5 pm.

Compliance Manager

Category: Product ID: 4959


About the job

Roles & Responsibilities

  • Regulatory Compliances of the Company and its subsidiaries/associates/affiliates.
  • RBI compliances with respect to NBFC.
  • Assist in organizing the Board/Committee/shareholders’ meetings of the Company and its subsidiaries/associates/affiliates and manage the stake matters with the Board of directors and Investors of the Company.
  • Drafting and reviewing of various policies and ensuring Board/Audit/ internal approval as per the requirements.
  • Shareholder’s Agreement, Subscription Agreement – knowledge of related legal provisions, due diligence, and documentation.
  • Steer compliance guidelines and controls for all regulatory requirements including RBI, Companies Act, etc.


  • In-depth knowledge on statutory compliances relating to the Companies Act, RBI FEMA guidelines.
  • Excellent drafting skills.
  • Good time management skills and multi-tasking.
  • Good team management skills and should be result and solution oriented.
  • Sound understanding of commercial agreements/investor agreements.


Company Secretary (with membership number). Being a law graduate will be an added advantage.